This presentation provides a primer for CFA Institute Standard of Professional Conduct VI(A): Disclosure of Conflicts. The video conveys the key concepts of the standard, recommended compliance practices, and provides case studies to allow users to practice applying the standard to real world scenarios. The concepts covered include effective disclosure, threats to independence and objectivity, employer interest, personal interest, business interest, avoiding conflicts, mitigation of conflicts, appearance of conflicts, updating disclosure, personal trading, beneficial ownership, and service as a corporate director.
This video is part of the 22 video series covering each of the Standards of Professional Conduct.
