This presentation provides a primer for CFA Institute Standard of Professional Conduct VI(B): Priority of Transactions. The video conveys the key concepts of the standard, recommended compliance practices, and provides case studies to allow users to practice applying the standard to real world scenarios. The concepts covered include conflicts of interest, personal trading, beneficial ownership, client interests, "front-running," co-investment with clients, blackout periods, restricted lists, preclearance, and effective disclosure.
This video is part of the 22 video series covering each of the Standards of Professional Conduct.
