Enjoy this collection of content our 71st Annual Conference with archived live broadcasts of select sessions, exclusive speaker interviews, and discussions of current topics.
Creating a Culture of Compliance and Avoiding Ethical Pitfalls
May 14th, 2018
Panelists considered the question, "Does behaving ethically make good business sense?" during the 71st CFA Institute Annual Conference in Hong Kong. The also reflected on the role of honor in making decisions and how a person can maintain an ethical mindset and avoid slippery slopes. What should an individual do when asked to do something they believe is unethical? The panelists discussed how compliance and a culture of compliance can help provide guidance and avoid ethical failings from conflicts of interest to insider trading and market manipulation.