Standard V(B): Communication with Clients and Prospective Clients

This presentation provides a primer for CFA Institute Standard of Professional Conduct V(B): Communication with Clients and Prospective Clients. The video conveys the key concepts of the standard, recommended compliance practices, and provides case studies to allow users to practice applying the standard to real world scenarios. The concepts covered include effective disclosure, fundamentals of the investment decision-making process, changed recommendations, changed research methodology or process, investment limitations and risk, opinion, total portfolio, methods of communication, and fair dissemination of communications. This video is part of the 22 video series covering each of the Standards of Professional Conduct.